Risks of Energy Efficiency Interventions in Buildings of Traditional Construction
The aim of energy efficiency interventions, including retrofit projects, is to:
- Reduce energy use and whole life carbon emissions (both operational and embodied)
- Maintain a comfortable and healthy indoor environment
- Protect the building fabric
Inappropriate retrofit works may increase the risk of unintended consequences (causing harm to the significance of the building, its fabric or its occupants) or maladaptation (undermining the building's performance and resilience to climate change).
Overview
Retrofit proposals should focus on ensuring the building will be responsive, resilient, and well-adapted to our changing climate. As such, projects should include repairing and maintaining the building (alongside any refurbishment), upgrading existing services and considering new low carbon technologies or energy efficiency interventions.
The external environment, building fabric, building services and building occupants are all factors that affect a building's performance. Implementing any energy efficiency or carbon saving measure may affect the overall building performance and also impact the building's significance. It is essential that any interdependencies are fully understood so that the potential risks of energy efficiency interventions can be considered and eliminated, or at least mitigated. That way, unintended consequences (causing harm to the building fabric or its occupants) and maladaptation (undermining the building's resilience to climate change) can be avoided.
For advice on building services and low carbon technologies, please see our Building Services Engineering pages.
Risks to the building fabric and its occupants
Energy efficiency interventions in a building of traditional construction often affect its hygrothermal performance (the movement of moisture, heat and air) and the innate ability of the building fabric to manage fluctuations in humidity and temperature.
Implementing energy efficiency and carbon saving measures may lead to moisture accumulating within the building fabric and/or the indoor environment. Mould can grow where surface condensation occurs, and interstitial condensation can cause metal elements to corrode, or organic materials embedded within the fabric (such as timber) to decay. Building materials may become saturated, accelerating the rate of heat loss (since wet materials have a higher thermal conductivity) and, depending on the type of material, increasing their risk of decay.
The likelihood of moisture accumulating, condensation occurring, or mould forming can be assessed using hygrothermal modelling tools. These can analyse the moisture accumulation and thermal bridging/bypass risks associated with energy efficiency proposals.
Energy efficiency and carbon saving measures may also impact occupant health: for example, due to poorer indoor air quality, mould growth or excessive heat gains. A ventilation strategy to eliminate pollutants and regulate indoor temperature and humidity levels will always be needed, whether it be natural, mechanical, or hybrid.
Implementing a whole building approach, ensuring compatible materials are used and installing adequate ventilation can help mitigate risks and avoid unintended harm to the building fabric and its occupants.
Risks associated with moisture transport mechanisms
As our climate changes, buildings are being subjected to higher moisture levels both externally and internally. Winter precipitation is projected to increase by around 33%, with more frequent intense rainfall events and shorter but more concentrated wind-driven rain spells, particularly in the winter months. Annual wind-driven rain from the west, southwest and south is also projected to increase significantly. Additionally, as the atmosphere warms, humidity levels are rising because hotter air holds more water vapour molecules.
Wind-driven rain is one of the largest sources of moisture accumulation within the fabric of a building. Moisture may also accumulate when there is a failure, such as a plumbing leak or an overflowing gutter. Significant amounts of liquid water can penetrate and move through building materials and assemblies by capillary flow and/or gravity. Internal moisture content can also reach a very high level depending on how the building is used: for example, if occupants dry their clothes indoors.
When considering energy efficiency interventions, it is crucial to understand and account for the building's:
- External environment and location
- Exposure to solar radiation, rain, wind and wind-driven rain
- Flood risk
- Repair and maintenance needs
- Extent of shading from adjacent buildings or landscape features
These factors are of particular relevance when insulating walls in a building of traditional construction. This is because moisture moves through traditional permeable materials in both liquid and vapour forms. If inappropriate materials or assemblies are used, these can hinder natural drying mechanisms and cause moisture to become trapped within the building fabric. Incompatible materials may also force moisture inward to evaporate into the internal environment.
Some materials have good vapour permeability but poor hygroscopicity (water vapour buffering) or capillarity (liquid moisture transport), which may render them inappropriate for certain uses within buildings of traditional construction. This is because transporting moisture by vapour diffusion through a material's thickness is extremely slow, sometimes almost negligible. Conversely, water vapour transport via unobstructed air pathways (mass air movement driven by differences in vapour pressure or temperatures either side of the building component) and liquid moisture transport by capillarity or gravity are the primary moisture transport mechanisms through a permeable material.
When installing internal or external thermal insulation in a building of traditional construction, using a permeable insulating material that manages both liquid and vapour transport may help control the moisture content within the built assembly. For example, some insulating materials are hygroscopic and will help regulate indoor humidity levels. However, it is important to follow the manufacturer's recommendations, because some materials will fail to maintain their insulating properties if they become saturated: for example, if wind-driven rain penetrates through the thickness of the wall or there is a flood or plumbing leak.
Recent research by the Department for Energy Security and Net Zero (DESNZ) titled Demonstration of Energy Efficiency Potential (DEEP) notes that 'installing IWI (internal wall insulation) always led to an increased moisture risk [in the case studies], even when only a thin layer of insulation was applied'. The research also showed that vapour permeable systems had lower risks of moisture accumulating within the building envelope and that 'by targeting U-values around 0.8W/(m2·K), rather than the Building Regulations limiting U-value of 0.3 W/(m2·K), the [interstitial condensation] risk was reduced while still receiving two-thirds of the energy savings'.
The extent of moisture risk depends on many factors, including:
- The building's exposure
- The type and thickness of materials used (for example, permeable vs impermeable)
- Whether moisture accumulation issues are resolved before insulation is installed
- The detailing of insulation around junctions and penetrations
- Whether a robust hygrothermal assessment is conducted to underpin energy efficiency proposals
In traditional construction, highly capillary active lime renders and limewash coatings were a common protective external finish; for example, on rubble masonry walls and on some timber-framed buildings. This type of external finish reduces rainwater penetration into the wall and aids drying by maximising the evaporative area across the whole surface. However, over time, many such finishes have been replaced with impervious renders, to prevent moisture from penetrating the building fabric. It is now widely understood that renders made of non or low capillary active materials are inappropriate. This is because water can become trapped behind the surface finish, causing the wall to stay saturated. In turn, this can lead to fabric decay, moisture penetrating to the interior and an increase in heat loss potential.
Solid ground floors account for a large proportion of moisture exchange in buildings of traditional construction. When impermeable materials are used, the building's moisture equilibrium is affected and localised concentrations of moisture can occur. For example, if excess groundwater accumulates because of defective drains at the base of abutting walls. When the walls are also finished with impervious materials, excess moisture will rise until it can evaporate.
Risks associated with heat transfer mechanisms
Energy efficiency measures, such as wall insulation, can adversely affect the thermal continuity of the external envelope if they are not designed and installed appropriately. It is essential that such measures maintain a homogenous surface temperature to minimise thermal bridging and prevent mass air movement into or through the building envelope, to avoid thermal bypass. Adequate ventilation must also be provided.
Thermal bridging
Thermal bridging occurs when an area of the building envelope has a higher heat transfer capacity than its surrounding materials, which causes increased heat transfer with the outside. The surface temperature in that area will be lower than its surroundings. As such, the area may reach dew point temperature if the indoor moisture content is high enough, causing concentrated surface condensation and the potential for mould growth. This typically occurs where:
- There is a break in the thermal insulation layer
- The thermal insulation is penetrated by an element with a higher thermal conductivity, such as pipes, cables or ductwork
- The thermal conductivity changes, such as when different insulation thicknesses or materials with different thermal properties are used, or when the quality of detailing or installation is poor. Such changes may occur in window or door reveals, at junctions of different building phases and constructions, or where window or door frames are in contact with both the internal and external environments
Thermal bypass
Thermal bypass is convective heat transfer, between 2 areas of the building envelope, that bypasses the usual conductive and radiant heat transfer paths.
In retrofit projects, this may occur when internal thermal insulation is installed within studs and there are gaps between the insulation boards, allowing warm indoor air to migrate behind them. When this warm air meets the colder surface of the wall behind the insulation, it may reach dew point temperature and interstitial condensation may then occur, causing hidden mould growth and fabric decay.
Risks associated with air exchange
Minimising uncontrolled ventilation (air leakage and draughts) through the building envelope will help reduce associated heat losses and will increase the thermal comfort of occupants. However, maximising airtightness may inadvertently reduce indoor air quality, pose a risk to the health of the building's occupants and increase overheating risk.
Without appropriate ventilation, the building envelope may be less able to regulate the indoor moisture content of the air, particularly if internal traditional hygroscopic finishes have been removed or covered (for example, with impermeable paints). This can increase the risk of surface condensation and mould growth.
Additionally, excess heat and particulates may accumulate indoors if ventilation is inadequate. Some insulating materials or systems can release volatile organic compounds, which contribute to indoor air pollution.
When planning any energy efficiency interventions, it is essential that a ventilation strategy is implemented to regulate the internal heat gain and moisture levels, reduce condensation risks and eliminate pollutants.
Risks associated with poor detailing or installation
Inappropriate detailing or the substandard installation of energy efficiency measures can lead to moisture accumulation, thermal bridging or thermal bypass.
For example, when installing external wall insulation, it is essential that continuity of the insulating layer is achieved. Detailing around rainwater goods, roof eaves/verges and any openings must be adequately designed and installed.
Risks of undermining the building's resilience to climate change
Interventions to improve the energy efficiency of a building can enhance or undermine its resilience to climate change. When inappropriate energy efficiency and carbon saving measures are implemented in a traditional building, there are risks of maladaptation.
Risks of overheating and poor indoor air quality
Risks of overheating and poor indoor air quality may become more common as the climate changes.
Energy efficiency interventions designed without following a whole building approach can adversely affect the thermal buffering capacity of a traditional building; for example, by separating the internal environment from the inherently beneficial thermal mass and inertia of mass solid walls. Such measures may also hinder a building's capacity to regulate humidity fluctuations; for example, by separating the internal environment from the inherently beneficial hygroscopicity of traditional finishes. If a building's thermal buffering capacity is compromised, this can cause overheating and/or high indoor humidity levels, which can severely affect the health and wellbeing of building users.
Retrofit measures should aim to reduce solar gains (for example, by adding external shading where appropriate to the building) and to use night purge ventilation where possible. The likelihood of overheating can be assessed using dynamic thermal modelling tools. The Good Homes Alliance's Overheating in Retrofit and Existing Homes – Tool and Guidance is a useful resource.
Risks of hindering recovery after a flood event
1 in 4 properties is currently at risk of flooding, according to the Environment Agency. If the flood risk is not considered or inappropriate materials are used, energy efficiency interventions may hinder the drying process of a building of traditional construction after flooding. Energy efficiency measures may even need to be removed and replaced after a flood.
Risks of material degradation
Traditional and replacement materials that are used to maintain, repair and retrofit buildings of traditional construction may suffer accelerated degradation due to climate change hazards, such as increased rainfall, temperatures and humidity. Further research is needed to understand how climate change will affect material decay mechanisms and to provide robust evidence to underpin the specification of materials and replacement/maintenance regimes.
Risks of negative environmental impacts
Sometimes, retrofit projects focus only on improving the thermal performance of the building fabric to reduce energy consumption and operational carbon emissions. However, such a strategy may fail to achieve an overall carbon reduction and so have a greater impact on the environment than is necessary.
Taking a whole building approach is the best way to mitigate this risk. This approach includes an options appraisal that considers not only operational but also embodied carbon of all proposed measures and materials including:
- The environmental impact and resource intensity of each material's extraction and manufacturing process
- Their whole life performance (durability and maintenance)
- Their recyclability and end of life impact
For example, petrochemical impermeable insulation materials generally have lower thermal transmittance (U-values) than bio-based permeable insulation materials. However, the embodied carbon used during their manufacture may outweigh energy savings and operational carbon reductions when looking at whole life carbon emissions.
Mitigating the risks of energy efficiency interventions
Understanding how retrofit measures may affect a building's performance will reduce the risk of unintended consequences and maladaptation. Key considerations are:
- Ensure that the building is in good condition before planning any retrofit measures
- Plan energy efficiency interventions and carbon saving measures using the energy efficiency hierarchy and a whole building approach
- Use assessment tools such as dynamic thermal modelling tools, or guidance from the Good Homes Alliance, to make an informed assessment of proposals and develop a robust retrofit approach
- Ensure that proposed interventions, materials and systems:
- Will not lead to moisture accumulation, condensation or mould growth
- Will not lead to overheating or poor indoor air quality
- Will not hinder the drying process after a flood event
- Are durable and resilient to the impacts of climate change
- Ensure that the ventilation strategy (natural, mechanical or hybrid) will be adequate in the post-retrofit scenario
- Aim to minimise the environmental impact of energy efficiency interventions and consider whole life carbon emissions: reduce operational carbon (for both heating and cooling) and minimise embodied carbon
- Ensure that energy efficiency interventions are designed and installed correctly. Individual specialists may be needed to survey, assess, design, install and evaluate. Learn More: How to Find the Right Professional Help